Marc Kriegsmann
Head of Business Development Asset Servicing
Alternative Investment Fund Manager (AIFM) in Luxembourg
As AIFM for Luxembourg alternative investment funds, we offer comprehensive and customized solutions for portfolio management, risk management, valuation, outsourcing controlling and distribution.
Flexibility and individuality for customized investment solutions
AIFM services
Our Luxembourg-based companies Hauck & Aufhäuser Fund Services S.A. and Hauck & Aufhäuser Alternative Investment Services S.A. work hand in hand to offer you comprehensive solutions in the regulated and unregulated sectors. Together with our Luxembourg bank branch, we form an authorized AIFM with the possibility to connect central administration and/or depositary within the group. A team of internationally experienced multilingual specialists in the field of real assets is at your disposal, who will support you with flexibility and individuality in the implementation of tailor-made investment solutions.
We develop solutions for your investment products
Our services as AIFM
1. Portfolio Management
Assumption of portfolio management with the involvement of an investment advisor
- Engagement and supervision of investment advisors in compliance with supervisory regulations
- Implementation of a product-specific investment process
- Transaction management - investment law ex ante assessment, cross-funcional coordination of transactions, AIFMD-compliant investment and divestment decisions
- Liquidity management
Delegation of portfolio management function
- Selection & monitoring of delegated portfolio managers in in compliance with supervisory regulations in the course of due diligence & outsourcing controlling activities
2. Risk management
- Implementation of an ongoing risk management function that is functionally separate from portfolio management
- Identification, measurement, management & monitoring of all AIFMD-related risks of the AIF.
- Plausibility check of the evaluation of the AIF's assets
- Regular reporting to the management board of HAFS and the legal representatives of the AIF
- In case of outsourcing of the risk management and / or valuation function, it will be monitored by HAFS as part of the outsourcing controlling process.
3. Distribution authorization
- Preparation of notification documents for notification in target countries
- Notification through the EU passport of HAFS
- Distribution notifications are applied for through the CSSF from the supervisory authorities of the desired countries of distribution ("regulator-to-regulator procedure")
- Clarification of additional, local requirements (paying agents, representatives, service providers)
- Coordination of any payment of registration fees for the local regulator of the target country and preparation of proof of payment
- Advance review of marketing documents
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